The SEC has adopted long-anticipated new rules that will compel a significant number of investment advisers doing business in the US to register with the Commission.
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This Valentine’s Day, the U.S. Securities and Exchange Commission (SEC) has a gift for advisers to hedge funds around the world.
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In a complex, fluid world, you need a regulatory adviser with global experience. Whether in Asia, Europe or North America, we have specialists who have been there.
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Obtaining a Hong Kong Securities License - A handy guide to review and understand the requirementsfor obtaining a license from the HK Securities and Futures Commission
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CompliGlobe是唯一的管理顾问MLROs根据美国以外的国家，致力于证券交易委员会规定，由一个前SEC律师，并配备了前首席合规官。 随着香港办事处，伦敦和香港，我们是独立的，由专门的专业人士所组成，经验丰富。
作为您值得信赖的合作伙伴，我们评估您的需求，回顾你的建议的活动，确定行动方针或建议其他选择，开展研究，设计和实施程序，评估成效，并提出必要时改变。 无论是注册或监管机构，一个问题的方案，培训活动，公司秘书工作或反洗钱工作的其他事项，我们帮你实现在时间和成本效益的方式你的目标。
法律和法规服务
以监督我们的服务优势证券交易委员会的法规范围内，遵守法规和其他遵守和：
