Regulatory compliance

Regulatory compliance is related to, but separate from, the traditional compliance function. This involves the pro-active monitoring of all aspects of your relationship with governmental bodies and regulators, fostering relationships with them to promote best practice, ensure that regulators understand markets and topical issues, advise on and lobby for change, when and as required, comment on proposals and train staff.

Regulatory compliance services

We can, with and for you:

• review global developments and advise on courses of action
• define your goals
• write a regulatory compliance programme
• conduct a regulatory audit, advise on the results and be a catalyst for change
• advise on consultations
• help you change your policies, procedures and monitoring programmes to comply with new and changed requirements
• interface with regulators on ongoing matters, requests for advise and derogations and special situations