Presentations

Compliglobe’s principals and advisers regularly lead discussions and deliver presentations at industry events around the world. A selection of materials from these can be downloaded in our events archive. A selection of recent presentations is also available here:

Mastering Your Investment Adviser Annual Review

22 February 2011

Mark Berman, Philip Thomas

This presentation provides an overview of the practical techniques you can use to improve your annual compliance check-up

So, You Want To Be a Chief Compliance Officer?

17 August 2010

Philip Thomas

This presentation looks at why you might want to become a CCO and the qualifications and qualities a good CCO might have